TA Registration Agent M/F
TA / reconciliation / KYC
Our client, a bank based in Luxembourg, is looking for a TA registration Agent M/F for a 2 month temporary contract extendable
The TA registration Agent is the Contact Person for both Asset Managers and investors for TA Registration queries
He collects investors’ documentations and perform KYC/AML reviews for Allocated Investors
He has to process maintenance on investor account in Front or similar systems
He prepares memos for the SGSS risk committee for Medium & High-Risk Investors
He conducts periodic remediation exercises
He must follow the AML / KYC procedures laid down by the Group for conducting Remediation
He works closely with the Compliance Officer on new legislation, regulation and complex investor cases
The candidate has a good knowledge of Alternative Investment funds
He acts with a client orientation behavior, manage operational aspects, legal obligations and client expectations
He has a good transversal knowledge of Transfer Agency activities
He has a strong knowledge of the MultiFonds TA system
he has as strong organizational skills and communication skills
A strong compliance or TA Registration background is required
He has a good knowledge of the Luxembourgish laws and regulation on AML/KYC rules in particular on complex account opening for medium and high risk investor profiles #1343978
The TA registration Agent is the Contact Person for both Asset Managers and investors for TA Registration queries
He collects investors’ documentations and perform KYC/AML reviews for Allocated Investors
He has to process maintenance on investor account in Front or similar systems
He prepares memos for the SGSS risk committee for Medium & High-Risk Investors
He conducts periodic remediation exercises
He must follow the AML / KYC procedures laid down by the Group for conducting Remediation
He works closely with the Compliance Officer on new legislation, regulation and complex investor cases
The candidate has a good knowledge of Alternative Investment funds
He acts with a client orientation behavior, manage operational aspects, legal obligations and client expectations
He has a good transversal knowledge of Transfer Agency activities
He has a strong knowledge of the MultiFonds TA system
he has as strong organizational skills and communication skills
A strong compliance or TA Registration background is required
He has a good knowledge of the Luxembourgish laws and regulation on AML/KYC rules in particular on complex account opening for medium and high risk investor profiles #1343978
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Summary
- Job Type
- Temporary
- Industry
- Banking
- Location
- LUXEMBOURG
- Specialism
- Banking and Insurance
- Pay
- Depends on profile
- Ref:
- 1343978
Talk to a consultant
Talk to Sonia Bergmans, the specialist consultant managing this position, located in Luxembourg
Hays, 65 Avenue de la Gare
Telephone: +35226865415
JOB_2605258EN1343978