Our client, a bank based in Luxembourg, is looking for a TA registration Agent M/F for a 2 month temporary contract extendable
The TA registration Agent is the Contact Person for both Asset Managers and investors for TA Registration queries
He collects investors’ documentations and perform KYC/AML reviews for Allocated Investors
He has to process maintenance on investor account in Front or similar systems
He prepares memos for the SGSS risk committee for Medium & High-Risk Investors
He conducts periodic remediation exercises
He must follow the AML / KYC procedures laid down by the Group for conducting Remediation
He works closely with the Compliance Officer on new legislation, regulation and complex investor cases
The candidate has a good knowledge of Alternative Investment funds
He acts with a client orientation behavior, manage operational aspects, legal obligations and client expectations
He has a good transversal knowledge of Transfer Agency activities
He has a strong knowledge of the MultiFonds TA system
he has as strong organizational skills and communication skills
A strong compliance or TA Registration background is required
He has a good knowledge of the Luxembourgish laws and regulation on AML/KYC rules in particular on complex account opening for medium and high risk investor profiles #1343978
Click hereto access HAYS Privacy Policy, which provides detailed information on how we use and protect your personal information, and your rights in relation to this.
Summary
Job Type
Temporary
Industry
Banking
Location
LUXEMBOURG
Specialism
Banking and Insurance
Pay
Depends on profile
Ref:
1343978
Talk to a consultant
Talk to Sonia Bergmans, the specialist consultant managing this position, located in Luxembourg